AD Compliance Limited is a professional consultancy providing compliance advice and support to wholesale firms authorised and regulated by the Financial Conduct Authority (“FCA”). 

We specialise in assisting firms to obtain FCA authorisation and manage their on-going regulatory obligations. We possess extensive experience in the following client types that deal with professional clients and eligible counterparties that do not hold or control client money:

- Advisors/Arrangers

- Portfolio Managers

- Small-AIFMs

- Full-Scope AIFMs (CPM/CPMI)